American Portfolios Financial Services

"The Greatest Compliment We Can Receive Is A Referral From One Of Our Valued Clients"

American Portfolios Financial Services, Inc.

Headquartered in Holbrook, N.Y., American Portfolios Financial Services, Inc. (AP) is a full-service, independent broker/dealer and member firm of FINRA and SIPC, offering a complete range of financial services, including personal financial and retirement planning, securities trading, mutual funds, access to investment research, long-term care planning, insurance products and tax-free investing. Fee-based asset management is offered through its sister subsidiary, American Portfolios Advisors, Inc., (APA), an SEC Registered Investment Advisor. Both entities, along with technology entity American Portfolios Advisory Solutions, LLC, collectively reside under the legal entity American Portfolios Holdings, Inc. (APH). Full-service securities brokerage is available through a clearing firm relationship with Pershing, LLC, a BNY Mellon firm, the securities of which are held on a fully disclosed basis. The company currently serves 794 independent investment professionals located in 364 branch locations throughout the nation.  It was named Broker-Dealer of the Year* (Division III) by Investment Advisor magazine in 2015, 2016 and 2017, as well as one of the top five Best Small/Mid-Size Company to Work for in the state of New York for 2016 and 2017 by the New York State Society for Human Resources Management (NYS-SHRM) and the Best Companies Group (BCG).

*Based on a poll of registered representatives conducted by Investment Advisor magazine. Broker/dealers rated highest by their representatives are awarded “Broker/Dealer (B/D) of the Year.”

We are not part of a multinational wire house or an insurance conglomerate, nor are we captive to a particular brand or family of products. This indpendence allows us to work with only those products and services that are most appropriate for our clients.

We started business in Sept., 2001 as a registered broker dealer, and our operations have continued their growth, going from 187 investment professionals in 35 offices to a current total of approximately 800 investment professionals in 364 offices, and increasing gross revenue from approximately $10 million in Sept., 2001 (trailing 12 months) to approximately $190 million in Dec, 2017 (trailing 12 months).

Based on revenue, American Portfolios has grown to be # 27 of all independent broker/dealers in the country*

American Portfolios' Houston representatives are experienced professionals, seasoned in money management, financial planning, and tactical asset allocation.


*Based on revenue as reported by Investment News, 2017